(Hypertension. 1999;33:1458-1464.)
© 1999 American Heart Association, Inc.
Scientific Contributions |
From the Departments of Psychiatry and Medicine, University of North Carolina, Chapel Hill, NC (K.C.L., S.S.G., E.E.B., K.A.B., A.L.H.); the Department of Psychiatry, Duke University, Durham, NC (A.S.); and the Department of Psychology, Ohio State University, Columbus, Ohio (S.G.W.).
Correspondence to Kathleen C. Light, PhD, CB# 7175, Medical Bldg A, University of North Carolina, Chapel Hill, NC 27599-7175. E-mail klight{at}css.unc.edu
| Abstract |
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Key Words: stress genes reactivity family history hypertension, essential
| Introduction |
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Studies in animal models have provided direct confirmation that stress exposure plays a causal role in the pathogenesis of hypertension. Three key examples are (1) the modified social environments that enhance confrontations regarding dominance in mice, rats, and monkeys,19 20 21 22 23 24 25 (2) the model of daily exposure to shock avoidance conflict in the borderline hypertensive rat (BHR),26 27 28 29 30 and (3) the model of combined daily shock avoidance plus saline infusion in the dog.31 32 33 Each of the models demonstrates that stress exposure can be a critical factor leading directly to hypertension but also that hypertension will only occur in those animals with high susceptibility due to genetic and/or environmental factors. Recent extensions of Henry's work has shown that hypertension with his model develops in only the most susceptible rat strains, and then only in the aggressive dominant or just subdominant males.23 24 25 Similarly, the BHR model is highly susceptible to either salt-induced or stress-induced hypertension because of genetic influences from its 1 spontaneously hypertensive rat (SHR) parent,30 and the dog model is susceptible because of excessive salt intake combined with potassium deficiency.32 As Harshfield and Grim34 recently summarized, the lesson that these animal models are examples of the "wrong" genes combined with the "wrong" environments needs to be extended to our research in human models of stress-related hypertension.
This vision of stress-induced hypertension as requiring the wrong genes and the wrong environment offers a parsimonious explanation for inconsistencies in previous longitudinal investigations in humans. The prior studies of predictive relations of stress responsivity, including those by our research group, did not control for or examine effects of this predictor in combination with high versus low genetic risk of hypertension or with environmental factors influencing susceptibility or stress exposure. The goal of this report is to provide a preliminary test of whether the relation of cardiovascular stress responses in predicting long-term increases in blood pressure in males may be dependent on, first, genetic susceptibility, as reflected in family history of hypertension, and second, environmental factors reflecting individual differences in stress exposure (perceived daily stress level). A corollary of this hypothesis is that a high stress responder will rarely show substantial blood pressure elevations over time if his genetic susceptibility to hypertension is low. Also, a high stress responder will rarely show pressure elevations if his environment is low in stress exposure, since this will minimize his cardiovascular responses in daily life despite the individual's tendency to exaggerated responsivity. In the present report, the interactive effects of high cardiovascular responsivity to stress with positive versus negative family history of hypertension and with subjective ratings of daily stress levels predicted BP levels in young men after 10 years of follow-up.
| Methods |
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10 years
later, in 1992 to 1993. Three of the 183 men had died in the decade
after initial testing (none from cardiovascular
causes), and 17 had moved without giving a forwarding address. Of the
163 still living for whom addresses were available, 103 (63%) provided
informed consent for further participation, which involved completion
of questionnaire data on job stress, personality and behavioral
patterns, and social support, as well as clinical assessment of BP
status based on a single clinical visit, with 5 BP readings obtained at
that visit. Of these 103 volunteers, 65 of the 80 subjects who
currently lived within 435 km of Chapel Hill also agreed to have a
research assistant visit them at home before work on a typical weekday
to be instrumented with an ambulatory BP monitor and to wear the
monitor for 24 hours. At the end of this day, these 65 men rated their
perceived stress exposure by completing the Daily Stress Inventory, a
60-item scale on which the subject indicates whether he experienced any
of these common hassles and stresses during this day and rates the
severity of his perceived stress reaction to any which he
experienced.36 Of these 65 men, 59 also agreed to undergo
a repetition of their initial laboratory testing in an effort to
document the 10-year stability of their laboratory stress responses.
The findings confirming satisfactory test-retest stability for SBP,
heart rate (HR), and preejection period (PEP) but not for
diastolic BP (DBP) responses to the stressors have been
previously reported37 and will not be detailed
here, nor will the ambulatory BP data. However, the total stress scores
from the Daily Stress Inventory were used in secondary analyses
of prediction of clinic SBP and DBP levels to evaluate the hypothesized
interaction of family historyxstress responsivityxdaily stress
exposure. The representativeness of the 103 subjects who participated in the follow-up study was assessed by comparing their cardiovascular responses at initial testing to those 80 subjects who could not be retested due to death, inability to contact, or unwillingness to be retested. The 2 groups were statistically similar in terms of age, ethnic composition (90% white, 10% black/Hispanic/other), and baseline, prestress and stress BP, and HR levels at time 1 (all P=NS).
Physiological Recording
1982 to 1983 Initial Testing
Details of initial testing have been described by Sherwood et
al.37 To summarize briefly, all subjects were tested
during 2 stressors in an order counterbalanced across subjects: (1) a
90-second foot cold pressor test, and (2) a 5-minute reaction time task
involving threat of shock, but no shocks were actually delivered. BP
determinations were performed with a BP cuff with a Korotkoff sound
microphone over the brachial artery that permitted pressure and sounds
to be depicted on a chart recorder; BP at onset and marked
attenuation of Korotkoff sounds (phase I and phase IV) were used to
define SBP and DBP levels, respectively, a method previously validated
against invasively monitored brachial arterial BP. HR was
obtained from the ECG and PEP was derived by subtracting left
ventricular ejection time from total electromechanical
systole as previously described.37 After instrumentation
but before the stressors, a 15-minute rest period ensued, with data
obtained during the last 3 minutes used as prestress resting levels.
Subjects also returned to the laboratory on 2 subsequent days,
underwent similar instrumentation, and simply rested for 15 minutes on
each visit, with responses from the last 3 minutes of both sessions
averaged as baseline levels.
1992 to 1993 Testing
All subjects visited either UNC Medical School or their own
personal physician or agreed to have our research assistants visit them
in their homes for determination of SBP and DBP by clinical
auscultation with an arm cuff and stethoscopic determinations of onset
and marked attenuation of Korotkoff sounds, obtained by use of a
carefully standardized method. The BP recording method, which
had to be confirmed by a signed statement by the physician,
physician's assistant, or nurse if not obtained by our staff, involved
at least 5 minutes of seated rest followed by 5 sequential BP
determinations, allowing at least 1 minute of recovery between each
reading and the next. The first reading was dropped, and the 4
remaining readings were used to define current BP status. If the DBP
level during those readings included 1 or more readings of 85 to
89 mm Hg, the individual was identified as having high normal BP,
and if they included 1 or more readings of 90 to 95 mm Hg, the
individual was identified as having borderline to stage 1 hypertension.
At follow-up, all subjects completed a questionnaire on demographic and
medical history information, including information on history of
hypertension and/or heart disease in each of the subject's parents. If
the subject reported that one or both parents had hypertension, he was
identified as having a positive family history, whereas if neither
parent had hypertension he was identified as having negative family
history.
Data Analyses
First, high, moderate and low Cardiovascular
(CV) Stress Responder groups were identified with the use of
z-scores, based on their relative SBP, DBP, HR, and PEP
response levels during both the reaction time and the cold pressor
challenges at original (time 1) testing, with more increased BP and HR
and more decreased PEP combined to index greater CV stress
responsivity. Multiple measures were combined in an effort to identify
those men who showed evidence across 2 differing stressors of
substantial pressor responses associated with high cardiac sympathetic
activity (high BP responses with high HR and decreased PEP responses).
(Preliminary analyses indicated that
individual measures [SBP response alone, PEP alone, etc] were less
successful than the composite z-score measure in
demonstrating relationships to follow-up clinic SBP and DBP. Therefore,
the composite measure alone was retained in final analyses.
Note that because PEP during the cold pressor did not show reliable
changes from baseline to stress, this measure was not
included.)
Those subjects falling into the top quartile of the original sample of
183 subjects based on relative responses averaged across these multiple
measures were defined as high stress responders, those in the middle 2
quartiles were defined as moderate stress responders, and those in the
bottom quartile were defined as the low stress responders. Of the 103
men providing follow-up BP data, 27 were high stress responders, 50
were moderate stress responders, and 26 were low stress responders, in
close proportion to expectations based on the original group. Change in
BP status over time (development of clinic DBP levels
85 mm Hg
vs continued DBP <85 mm Hg) of subjects in these 3 stress
responder groups 10 year later was compared within the positive and
negative family history of hypertension subgroups with
2 analysis, using the PROC FREQ
program of the SAS analysis systems (SAS Institutes, Cary, NC),
and computation of relative risk (RR) ratios. All subjects evaluated
for change in BP status showed normal DBP at time 1, defined as both
baseline and prestress rest DBP levels<80 mm Hg.
Second, the 2-way interaction of family history and CV stress response level was examined as a potential predictor of the average clinic levels of SBP and DBP, with the use of the SAS General Linear Models program. Two traditional predictors, body mass index (BMI) and time 1 baseline BP levels, were entered as permanent first-line predictors (covariates) in these models, and effects of the hypothesized interactions were examined as additions to the base models. (Model evolution indicated that first-line predictors [covariates] BMI and time 1 baseline BP yielded significant models for both follow-up SBP and DBP: P<0.006, R2=0.139, and R2=0.144, respectively. The addition of main effects for CV stress responder group to the models was not significant, whereas the addition of main effects for family history were originally significant (P<0.03), but its independent contribution became nonsignificant (P>0.80) for both SBP and DBP prediction after addition of the interaction of these 2 factors. Thus in the final models, the 2 main effects were deleted, and the significant interactions [P<0.015 and P<0.004; final, R2= 0.191 and R2=0.251] plus the first-line predictors were retained.)
Third, in those 65 subjects who provided ratings of current life stress
levels at follow-up based on Daily Stress Inventory total scores, the
3-way interactions of this measure with family history and CV stress
response level was substituted for the 2-way interaction in predictive
models of follow-up clinic SBP and DBP levels. In all primary
analyses,
level was set at 0.05 for 2-tailed comparisons.
In examining the simple effects of interactions related to the expected
increase in BP related to the combination of positive family history,
high stress responsivity, and high daily stress, directional a
priori hypotheses permitted use of 1-tailed tests for final
analyses.
| Results |
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2 analyses indicated
(as expected) that subjects with a positive family history were at
increased risk of development of high normal or elevated DBP; only 3 of
the 45 negative family history subjects versus 15 of the 58 positive
family history subjects showed this change in BP status
(
2=6.28, P<0.012). Because of the
low frequency of change in BP status among negative family history
subjects, no effect of CV stress responder group could be detected
within those subjects. Within the positive family history group, change
in BP status was found to be directly related to increasing CV stress
response at time 1, with elevated DBP at follow-up evident in 0% of
low stress responders, 17.9% (5 cases) of moderate stress responders,
and 50.0% (10 cases) of high stress responders
(
2=10.5, P<0.005). Thus the RR of
a change in BP status was substantially increased only in the subjects
with both a positive family history and high CV stress responsivity
(RR=1 for all negative family history subjects vs RR=1.9, confidence
intervals [CI] 0.5, 7.7, P=NS for positive family history
subjects who were low and moderate stress responders vs RR=7.5, CI=2.3,
24.3, P<0.001 for positive family history subjects who were
high stress responders). Furthermore, if only men with a positive
family history were included, those who were high stress responders
still showed a significant increase in risk compared with the low and
moderate responders (RR=3.8; CI=1.5, 9.6; P<0.004).
Prediction of Follow-Up Clinic SBP and DBP Levels by Family History
and CV Stress Response Groups
High CV stress responsivity was also found to predict actual
clinic levels of both SBP and DBP 10 years later, interacting with and
potentiating effects of a positive family history of hypertension. For
follow-up SBP levels, the model based on BMI, initial baseline SBP, and
the interaction of family history by CV stress response level was
significant: F(3,98)=7.69, P<0.0001. The
interaction effect was itself a significant addition to the model:
F(1,98)=6.21, P<0.015; parameter
estimate =1.84; SE, 0.74. Simple effects analyses indicated
that CV Stress Responder Group did not differentiate follow-up clinic
SBP levels among the negative family history subjects
(P=NS), but higher stress responder status was related to
progressively higher follow-up SBP among the positive family history
subjects (P<0.05; see Figure 1). Subsequent comparisons among means
revealed that positive family history subjects who were high stress
responders at time 1 had significantly higher SBP at follow-up compared
with all negative family history subgroups regardless of stress
responder status (P<0.05). In contrast, those positive
family history subjects who were low stress responders showed no
greater SBP level at follow-up than negative family history groups, and
those who were moderate stress responders showed only a nonsignificant
trend toward higher SBP (P>0.09).
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In predicting follow-up clinic DBP levels, the model based on BMI, baseline DBP, and the interaction of family history by CV stress response level was likewise significant: F(3,98)=10.79, P<0.0001. The interaction was a significant addition to the model: F(1,98)=13.66, P<0.004; parameter estimate, 2.09; SE, 0.56. As with prediction of later SBP, there was no evidence of any difference in follow-up DBP among stress responder groups with negative family history (P=NS), but higher follow-up DBP was related to higher stress response in the positive family history group (see Figure 1). Subsequent mean comparisons showed that the positive family history subjects who were high CV stress responders had higher DBP at follow-up than any of the negative family history groups (P<0.05), whereas the positive family history subjects who were low or moderate stress responders showed only a nonsignificant trend toward higher DBP levels than those with negative family history (P>0.10). Thus in prediction of levels of both clinic SBP and DBP 10 years later, high CV stress response was an important factor, but only when present together with genetic susceptibility, that is, with a positive family history of hypertension. Conversely, the effect of positive versus negative family history in differentiating follow-up SBP and DBP levels was substantially more robust in the high CV stress responders than in low or moderate stress responders.
High Daily Life Stress Augments BP Effects of Family History and
Stress Response
Among the 65 subjects who rated their current life stress levels
at follow-up using the Daily Stress Inventory, additional
analyses were performed in which the 3-way interaction of
family history by CV stress response level by daily stress was
substituted for the 2-way interactions in models predicting follow-up
clinic levels of SBP and DBP. For both SBP and DBP, the 3-way
interaction was significant: F(1,59)=8.19 and 5.11,
P<0.006 and 0.0275; parameter estimates 0.05,
SE 0.5 and 0.03, SE 0.01. Simple effects analyses were used to
clarify the sources of these interactions. When the high CV stress
responders were examined separately, a significant main effect of daily
stress was obtained for SBP after adjusting for family history:
F(1,13)=5.59, P<0.035. As shown in Figure 2, high stress responders with high
self-reported daily stress (n=6) showed higher clinic SBP levels at
follow-up compared with high stress responders with lower daily stress
exposure (n=11) (129.2±3.5 vs 119.2±2.9 mm Hg,
P<0.035). When the low and moderate CV stress responders
were examined, those reporting low versus high daily stress did not
differ overall; however, a significant interaction of family history by
daily stress was obtained: F(1,41)=7.66,
P<0.0085. In these less stress-responsive subjects, high
daily stress was associated with increased follow-up SBP levels only
when combined with a positive family history of hypertension. The
subjects with both positive history and high daily stress (n=14) showed
higher clinic SBP levels than those with positive history but low daily
stress (n=8) (125.2±2.2 vs 116.7±2.9 mm Hg,
P<0.027) and higher SBP than negative family history
subjects with high or low daily stress (both n=12, SBP levels
112.3±2.4 and 117.9±2.4, P<0.0004 and 0.033,
respectively).
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Simple effects analyses with follow-up DBP levels yielded significant effects among high CV stress responders only. In analyses with low and moderate stress responders, all effects involving daily stress alone or in combination with family history were nonsignificant (P=NS). Among the high CV stress responders, however, Family History and Daily Stress showed independent but additive effects after adjustment for baseline DBP at time 1, F(1,12)=4.92 and 3.74, P<0.047 and 0.077. A priori 1-tailed comparisons among means indicated that high stress responders had greater follow-up DBP if their family history was positive versus negative (81.6±2.2 vs 70.9±3.9 mm Hg, P<0.023) when examined independently of stress levels. Similarly, independent of family history, high stress responders showed higher follow-up DBP if they reported high versus low stress exposure (80.0±2.9 vs 72.5±2.7, P<0.039; see Figure 2).
| Discussion |
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10 years
later, original stress responsivity was an important predictor of
higher clinic BP level and of change in BP status toward hypertension
at follow-up. As a test of the so-called reactivity hypothesis, this
study can be counted as another example of a supportive finding. Its
unique contribution, however, is that its results may also help explain
the negative studies and those studies yielding only weakly supportive
relations. In the current study, the predictive importance of stress
responsivity was seen only in the subgroup of men with high genetic
susceptibility to hypertension, defined as having 1 or more
hypertensive parents. Also, it is important to emphasize that although
family history of hypertension was a meaningful predictor of change in
BP status on its own, high stress responsivity greatly potentiated this
increased risk of developing elevated BP. The high stress responders
with a positive family history of hypertension demonstrated a >7-fold
increase in risk relative to men with a negative family history, but
they also showed a nearly 4-fold increase relative to less
stress-responsive men who also had hypertensive parents. This inclusion
of family history as an interactive factor, and particularly looking at
risk increments among the positive family subjects who were high stress
responders, was not a strategy used in prior prospective studies,
although several studies did include family history as part of the base
model,4 8 11 and 2 other studies focused exclusively on
persons with a positive family history.6 12 In this study,
positive family history together with high stress responsivity proved
to be a critical combination. Exposure to a more stressful life environment, as assessed by Daily Stress Inventory ratings obtained at follow-up, proved to further augment SBP and DBP levels among the high stress responders. High daily stress exposure also enhanced the effect of a positive family history so that even among the low and moderate stress responders, clinic SBP levels were increased in men with hypertensive parents who reported high versus low daily stress scores. High cardiovascular stress response has been shown to be a stable characteristic of a substantial subgroup of the population over time,38 39 40 41 and this sample showed relatively good stability of cardiovascular stress responses over the full 10 years of follow-up.37 This suggests the possibility that high stress responsivity itself may have a genetic basis; however, the animal literature suggests that high adrenergic and pressor activity during acute stress occurs in some hypertension-vulnerable strains and also in some hypertension-resistant strains,23 24 25 implying that high stress responsivity and high hypertension susceptibility do not necessarily share a common genetic basis.
Altogether, these findings suggest that the reactivity hypothesis as it has been traditionally applied is overly simplified. We suggest that it be updated and replaced by the Gene and Environment Modulated Stress Responsivity Hypothesis, stating that high cardiovascular and/or adrenergic stress responsivity will be related to increased risk of elevated BP and of other adverse cardiovascular outcomes but that these risks are greater and may only be reliably detected if the sample has a high genetic vulnerability to develop hypertension and cardiovascular problems or has acquired high vulnerability through other interventions (surgery, disease, adverse nutrition, and so forth). Further, this effect will be greater if the individual's daily life environment involves a sufficiently high exposure to stressors and/or lack of stress buffers. The present study itself must be considered only a preliminary test of this updated hypothesis. This is due to the relatively modest sample size (n=103), the concerns about the relatively high percentage of men unable to be retained at follow-up, and the fact that modulating effects of perceived life stress could be examined in only 65 of the subjects. The limited sample and lack of vascular resistance assessment at time 1 also precluded separate testing of high cardiac versus vascular responsivity as predictors. There is also the concern about possible lack of generalizability to older persons, to minorities, and to women because the sample was restricted to young, predominantly white men. Still, the study does provide a model for larger-scale future investigations. It is important to note that the model does not in fact require that family history and stress responsivity always demonstrate a clear interaction effect; in some samples, the statistical tests may instead express a similar relation as additive effects of the 2 factors. The critical component, however, is that the greatest risk of elevated BP or other cardiovascular problems must be seen in the group with both genetic susceptibility and high stress responsivity.
The present findings have implications for other research on stress-related hypertension development. Chronic stress exposure, such as long-term work in a high job strain environment or in a context with low social support, has been related to increased 24-hour ambulatory BP and to increased risk of hypertension and cardiac morbidity.18 42 43 The implication is that any adverse effects of increased life stress or decreased stress buffers would be most evident among those individuals who are both high stress responders and who have a genetic susceptibility to hypertension and heart disease. Thus future studies examining the consequences of key sources of life stress on the causes of cardiovascular disorders may be best designed to look for both interactive and additive effects of these 3 critical factors rather than examining the environmental stress factor in isolation. One recent study by Everson et al44 indicated that among 591 men in the longitudinal Kuopio, Finland, sample, those who were both high systolic responders to stress and also were in the top quartile of the sample in self-reported workplace stress demonstrated greater progression of carotid artery atherogenesis over 4.2 years of follow-up. Although familial and genetic susceptibility was not addressed in this report, their findings reinforce the importance of daily stress exposure in interaction with stress responsivity in prediction of cardiovascular health outcomes.
In conclusion, among a modest sample of 103 young men originally tested at ages 18 to 22 years, clinic BPs 10 years later were found to be higher, and onset of marginally elevated BP (high normal DBP to stage 1 hypertension) was more frequent among those who were high stress responders and also had at least 1 hypertensive parent. These effects were evident after adjustment for BMI and baseline pressure level at initial testing. High perceived daily stress exposure further enhanced increases in SBP and DBP among the high stress responders and was related to increased SBP among the low responders with hypertensive parents. These results encourage updating and elaboration of the Reactivity Hypothesis to clarify that stress responsivity may be most meaningful as a predictor of hypertension and other cardiovascular disorders when examined in combination with genetic susceptibility and environmental stress exposure.
| Acknowledgments |
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Received October 9, 1998; first decision December 4, 1998; accepted January 26, 1999.
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